Article 12 Aug 2025 FinCEN Issues Order Delaying Effective Date Of Investment Adviser Rule United States Government
Article 22 Apr 2024 "Round 2" Of Marketing Rule Enforcement Actions — Focus On Hypothetical Performance United States Media & IT
Article 15 Feb 2024 SEC Adopts Narrower Version Of Dealer Registration Rules United States Commercial
Article 04 Oct 2023 SEC Announces Charges For Schedule 13D, Schedule 13G And Section 16 Reporting Violations United States Commercial
Article 15 Jun 2023 New EXAMS Guidance – Next Steps For Private Fund Managers United States Media & IT
Article 17 Feb 2023 2023 Compliance Developments And Calendar For Private Fund Advisers United States Finance
Article 16 Feb 2023 The SEC's 2023 Exam Priorities In Context: Private Fund Arrangements United States Finance
Article 17 Jan 2023 SEC Staff Extends ‘Net' Performance Presentation Requirement To Case Studies United States Finance
Article 06 Jan 2023 Akin Gump Comment Letter On The SEC's Proposed Outsourcing Rule United States Finance
Article 23 Dec 2022 SEC Rule 10b5-1 Amendments Provide New Perspective On Insider Purchases And Sales United States Commercial
Article 28 Sep 2022 SEC Fines Four Investment Advisers For Violating Federal Pay-To-Play Restrictions United States Commercial
Article 06 Dec 2020 Second Circuit Provides Guidance On Delegation Of Beneficial Ownership In Short-Swing Trading Case Brought Under Section 16 Of The Exchange Act United States Finance
Article 30 Sep 2020 SEC Approves Changes To Eligibility Requirements For Submitting Shareholder Proposals United States Commercial
Article 28 May 2020 Second Circuit Holds Section 16 Plaintiff Needs To Identify An Issuer-Specific Agreement To Establish Creation Of A Group Among Clients United States Commercial
Article 09 Nov 2016 SEC Proposes Rules For Requiring Universal Proxy Cards In Contested Director Elections United States Commercial
Article 12 Apr 2016 Bill Targeting Activist Fund Tactics Introduced By Prominent Democratic Senators United States Commercial