Article 28 Oct 2025 SEC's Strategic Shift To Expand Retail Investors' Access To Private Assets Provides New Opportunities: An Overview And Key Considerations United States Finance
Article 03 Jun 2025 SEC Expands The Ability Of Registered Closed-End Funds To Invest In Private Funds United States Commercial
Article 16 Apr 2025 April Welcomes More Flexible Co-Investment Exemptive Relief Under The Investment Company Act Of 1940 United States Commercial
Article 10 Apr 2025 March Brings New Beginnings: SEC Approves Multi-Share Class Exemptive Relief For Private BDCs And Certain Registered Closed-End Funds United States Commercial
Article 03 Apr 2025 SEC Extends Compliance Dates For The 'Names Rule' Amendments United States Finance
Article 13 Nov 2024 SEC Division Of Examinations Highlights Common Deficiencies In Registered Investment Company Core Examination Areas United States Commercial
Article 11 Oct 2023 SEC Adopts Amendments To 'Names Rule' Impacting Regulated Investment Funds United States Commercial
Article 24 May 2023 Navigating The Regulatory Landscape – SEC Adopts New Rules Requiring Increased Disclosure On Stock Buybacks – Including Quarterly Reporting Of Daily Repurchase Activity United States Commercial
Article 27 Feb 2023 SEC Adopts New Rules For Reporting And Advertising By Investment Companies United States Commercial
Article 21 Feb 2023 SEC Proposes New Rule Governing Outsourcing By Investment Advisers United States Finance
Article 29 Dec 2022 SEC Adopts Amendments To Rule 10b5-1 Plan Requirements And Increases Disclosure Requirements Regarding Insider Trading Policies United States Commercial
Article 09 Dec 2022 December 9 Looms As Compliance Date For Private Investment Funds And Certain Investment Advisers To Comply With New Cybersecurity Requirements United States Finance
Article 04 Mar 2022 Client Alert: Proposed SEC Rules For Investment Advisers And Regulated Funds, And New FTC Safeguard Rule Applicable To Private Funds United States Technology
Article 10 Jan 2022 Capital Markets Compass – December 2021: Other Recent Developments United States Commercial
Article 19 Aug 2021 ESG Remains A Priority: SEC Asset Management Advisory Committee Adopts ESG Disclosure Recommendations United States Commercial
Article 17 Aug 2021 SEC Approves Nasdaq's Board Diversity Disclosure Requirements United States Commercial