Margaret G. Nelson

Sixth Circuit Protects Internal Investigation Materials From Disclosure In Civil Suit

First Circuit's Reversal Of Summary Judgment Clarifies Materiality Standard For Advisory Conflicts

Dual-Hatted CEO And CCO Named Individually In SEC Settlement For Compliance Violations

The SEC's Latest CCO Case And The Ongoing Need For A Framework

The Fifth Circuit Strikes A Blow To The Constitutionality Of SEC Administrative Proceedings

Private Funds In The Hot Seat Under Gensler's SEC

Lest We Forget, The SEC Cares About Private Equity