Article 12 Aug 2025 SEC Approves In-Kind Creation And Redemption For Crypto Exchange-Traded Products United States Technology
Article 07 Aug 2025 A CAT-astrophic Funding Model? Court Sends SEC Back To The Drawing Board United States Finance
Article 30 Jul 2025 FINRA Aligns CAT Timestamp Requirements With SEC Relief And Extension To 2030 United States Finance
Article 29 Jul 2025 Texas Court Stays CAT Class Action, But Reporting Must Continue United States Finance
Article 22 Jul 2025 AI For Broker-Dealers And Investment Advisers: Legal And Regulatory Considerations United States Technology
Article 08 Jul 2025 CFTC's FCM FAQ Aims To Guide New Market Entrants But Adds No New Obligations United States Finance
Article 18 Jun 2025 SEC Requests Stay Of CAT-Related Class Action Proceedings United States Litigation
Article 16 Jun 2025 On The Hot Seat: Brian Quintenz Faces Senate Spotlight In CFTC Confirmation Hearing United States Finance
Article 04 Jun 2025 Can There Be Only One? The CFTC Faces An Unprecedented Moment With Potentially One Commissioner United States Finance
Article 03 Jun 2025 SEC Signals Reevaluation Of CAT Reporting Amid Broader Transparency And Regulatory Reform Efforts United States Commercial
Article 21 May 2025 A Sigh Of Relief: SEC Reporting Parties Can Continue Following CFTC Reporting Rules When Reporting Security-Based Swap Data Until 2029 United States Finance
Article 28 Feb 2025 President Trump Executive Order On Supervision Of 'Independent' Agencies United States Consumer
Article 20 Feb 2025 A More Business-Friendly Approach To Innovation, Risk Management And Derivatives Regulation: What To Expect From Incoming CFTC Chairman Brian D. Quintenz United States Finance
Article 03 Feb 2025 Foreign Listed Stock Index Futures And Options Approvals January 2025 United States Finance
Article 23 Dec 2024 The Second Trump Administration: Legal News And Regulatory Developments United States Finance
Article 21 Nov 2024 Expected CFTC Implementations Post-2024 Election: Key Considerations For Futures Commission Merchants Worldwide Finance