Canada: Fund Finance

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

The Investment Fund Rules Book

The Canadian investment fund industry is regulated by, among other things, a number of National Instruments. The Investment Fund Rules Book, prepared by members of BLG's...

BL

Borden Ladner Gervais LLP

Canadian Securities Regulators Announce Changes To Support Capital-Raising Efforts

In an effort to ease regulatory pressures and improve access to Canadian public capital markets, on April 17, 2025, the Canadian Securities Administrators...

Canada Commercial

AB

Aird & Berlis LLP

Need Funding For IP? Try IPON

Intellectual Property Ontario (IPON) was created in 2019 to help businesses, innovators, and researchers in Ontario to drive economic growth by leveraging their intellectual property (IP).

G

Gilbert's LLP

A New "Golden Age" For Canada's Charitable Sector? A Proposal

In an increasingly uncertain world, Canada could be an attractive destination and a safe haven for the biggest international charities – if our leaders think big and make the right changes.

Canada Commercial

MT

Miller Thomson LLP

Payment Services Providers - Preparing To Comply With Safeguarding Of Funds Requirements

F

Fasken

Key Takeaways From The 2025 Fund Finance Symposium

TL

Torys LLP

CSA Announce Proposed Amendments To Principal Distributor Model In The Distribution Of Mutual Fund Securities

MT

McCarthy Tétrault LLP

Two Years Of CIRO: Enforcement, Harmonization And What's Next

OH

Osler, Hoskin & Harcourt LLP

Retail Payment Activities Act—A Deeper Dive Into When Registration Is Required

BJ

Bennett Jones LLP

Alert For Advisers: What Registered Advisers Need To Know About "National Instrument 93-101 – Derivatives: Business Conduct"

ML

McMillan LLP

CSA Proposal To Implement 'Access Model' For Continuous Disclosure Documents Of Non-Investment Fund Reporting Issuers

WD

Wildeboer Dellelce LLP

Intellectual Property Ontario (IPON) Expands Funding Opportunities For Ontario Businesses: What You Need To Know

MT

Miller Thomson LLP

Holding It Together – Summary Report For Investment Fund And Structured Product Issuers

BL

Borden Ladner Gervais LLP

Important Reminder: Deadline To File Reports Of Exempt Distribution With Precision

BL

Borden Ladner Gervais LLP

A Big Beautiful Betrayal For US Expats. Is Renunciation Of US Citizenship Now The Best (And Only) Option?

MP

Moodys Private Client Law LLP

How Are Professional Poker Winnings Taxed In Canada? Taxable Business Income And Non-Taxable Hobbies: Fournier-Giguère V. Canada Et. Al., 2025 FCA 112

RS

Rotfleisch & Samulovitch P.C.

A Canadian Tax Lawyer's Update On Voluntary Disclosure: Créations Guimel Inc. v. Canada (National Revenue), 2025 FC 814 – Reviewing CRA's Duty Of Procedural Fairness In VDP In Applications

RS

Rotfleisch & Samulovitch P.C.

Webinar: 2025 Global In-House Counsel Survey Report: Unique Insights Into The Global In-House Counsel Profession

Worldwide Law Practice

IC

In-House Counsel Worldwide

Ontario Court Comments On AI Competency

Canada Technology

MT

McCarthy Tétrault LLP

Investing In The Long Game

On October 10, 2024, the Ontario Securities Commission (OSC) released Consultation Paper 81-737 (the Proposal), to enhance retail investors' access to long-term illiquid assets (Long-Term Assets).

BL

Borden Ladner Gervais LLP

RIF To Be Introduced By April 2025

The UK's new Reserved Investor Fund (RIF) aims to enhance tax-efficient investment vehicles domestically, with expected benefits like CGT exemption and reduced SDLT. However, stringent compliance risks may hinder adoption without more flexible regulations.

GW

Gowling WLG

CSA Propose Amendments To Continuous Disclosure Requirements For Investment Funds

On September 19, 2024, the Canadian Securities Administrators ("CSA") released a Notice and Request for Comment regarding proposed amendments to National Instrument...

WD

Wildeboer Dellelce LLP

What Every Investor Should Know: CIRO's Enhanced Cost Reporting

On October 10, 2024, CIRO released Enhanced Cost Reporting – Proposed Rule Amendments. These amendments seek to harmonize CIRO member investment dealer and mutual fund dealer cost reporting requirements...

BL

Borden Ladner Gervais LLP

Disgorged Funds As Part Of An Investor's Toolkit

BL

Borden Ladner Gervais LLP

Why GP Stakes Transactions May Soon Be On The Rise In Canada

Canada Commercial

TL

Torys LLP

Streamlining And Avoiding Duplication: CSA Sets Out To Modernize Investment Fund Continuous Disclosure Regime

TL

Torys LLP

TD Mutual Funds Class Action Regarding Trailing Commissions Paid To Discount Brokers – Notice Of Proposed Settlement And Supplemental Opt-Out Deadline For Certain Class Members

Canada Litigation

SL

Siskinds LLP

Canada's Retail Payment Activities Act Launches Nov. 1: What Payment Service Providers Need To Prepare

GW

Gowling WLG

Search Funds: An Alternative For Entrepreneurs And Investors Worth Considering

FR

Fogler, Rubinoff LLP

Seeds Of Change: CIRO Updates Rule Consolidation Progress

BL

Borden Ladner Gervais LLP

Getting To The Root Of Continuous Disclosure For Investment Funds: Proposed Modernization

BL

Borden Ladner Gervais LLP

New Form Of Exit, New Set Of Issues: Continuation Funds And Co-Investments

TL

Torys LLP

How To Find The Right Government Grants For Your Business

F

Froese Law

Seeds Of Change: CIRO Updates Rule Consolidation Progress

On September 12, 2024, CIRO released a Rule Consolidation Project Update, providing very useful information on the project status, comment period participation and decisions made to date by CIRO.

BL

Borden Ladner Gervais LLP

Getting To The Root Of Continuous Disclosure For Investment Funds: Proposed Modernization

The Canadian Securities Administrators (CSA) recently released proposals to modernize the continuous disclosure regime for investment funds...

BL

Borden Ladner Gervais LLP

New Form Of Exit, New Set Of Issues: Continuation Funds And Co-Investments

Continuation funds or vehicles (CVs) have become ubiquitous in a macro environment in which exit options for private equity-held assets are scarce.

TL

Torys LLP

How To Find The Right Government Grants For Your Business

Government grants can be a valuable source of funding for small businesses in Canada.

F

Froese Law

Defined Benefit Scheme Funding - The New Regime Takes Final Shape

Canada Strategy

GW

Gowling WLG

Consultation On Total Cost Reporting For Segregated Funds

On May 27, 2024, the Financial Services Regulatory Authority of Ontario (FSRA) launched a public consultation on its new proposed rules that will affect all insurers that offer customers...

BL

Borden Ladner Gervais LLP

2023 Annual Report Of OSC's Investor Advisory Panel: Staying Safe

Earlier this month, the Ontario Securities Commission's Investor Advisory Panel (the Panel) released its annual report. The Panel is an advisory committee to the OSC...

BL

Borden Ladner Gervais LLP

On April 25, 2024, the Canadian Securities Administrators (CSA) published two research reports that examined how the implementation of the Client Relationship Model Phase 2 (CRM2)...

BL

Borden Ladner Gervais LLP

ESG-Related Investment Fund Disclosure In 2024: "Walk Your Talk"

Two years and two months after the Canadian Securities Administrators (CSA) published CSA Staff Notice 81-334 ESG-Related Investment Fund Disclosure (the Original Notice)...

BL

Borden Ladner Gervais LLP

CIRO's Proposed Integrated Fee Model

BL

Borden Ladner Gervais LLP

CSA Multilateral Staff Notice 81-337: New Guidance For Investment Fund IRCs

TL

Torys LLP

18-year Check Up: Continuous Disclosure Review And Guidance For IRCs

BL

Borden Ladner Gervais LLP

CSA Issue Revised Guidance On ESG-Related Investment Fund Disclosure

WD

Wildeboer Dellelce LLP

New Guidance On The Sustainability-Linked Loan Principles In Fund Finance

BC

Blake, Cassels & Graydon LLP

Will Momentum In GP-Led Secondaries Continue In 2024?

TL

Torys LLP

Highlights From Bank Of Canada's Draft Guidance On Retail Payment Activities Act

BC

Blake, Cassels & Graydon LLP

Do Canada's Modern Slavery Reporting Requirements Impact Investment Managers?

BL

Borden Ladner Gervais LLP

The Investment Fund Rules Book

BL

Borden Ladner Gervais LLP

Énoncé économique de l'automne de 2023

MT

McCarthy Tétrault LLP

Fund Formation 101: Issues To Consider When Forming A Private Equity Fund - Part 1 Structuring

Canada Commercial

BC

Blake, Cassels & Graydon LLP

OSC Issues New Summary Report With Guidance For Investment Fund And Structured Product Issuers

Canada Strategy

BL

Borden Ladner Gervais LLP

CIRO's Enforcement Report: Can We Get A Better Report With The Merging Of The Two SROs?

BB

Babin Bessner Spry LLP

Comments On Proposed Retail Payments Activities Act Regime Raise Concerns For Small Payment Service ‎providers

DP

DLA Piper

Regulators Announce Repeal Of National Instrument 81-104 Alternative Mutual Funds

Canada Commercial

SE

Stikeman Elliott LLP

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Latest Videos

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Perles De Sagesse : Tendances En Matière De Réglementation Des Investissements Et Préparation En Vue De Lentrée En Scène Du Nouvel Organisme D'autoréglementation Du Canada (Video)

BL

Borden Ladner Gervais LLP

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