United Kingdom: Securities

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Business law and corporate law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics that involve business and corporate law produced by specialists working in this area every day.

Capital Markets – Transitional Provisions And Latest FCA Guidance In Primary Market Bulletin 58

The Financial Conduct Authority (FCA) has published Primary Market Bulletin 58 (PMB 58), setting out key updates ahead of the implementation of the Public Offers and Admissions to Trading Regulations...

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Reducing The Regulatory Burden – EU Commission De-Prioritizes Non-Essential Regulation In Securities And Derivative Markets

The EU has a comprehensive legal framework, in which many of the rules are regulatory and implementing standards (RTS and ITS, Level 2) that supplement or specify the EU Regulations and Directives (Level 1).

United Kingdom Finance

MB

Mayer Brown

FCA Primary Market Bulletin No.58

This latest edition of Primary Market Bulletin discusses the implementation timing for the new prospectus regime and consults on new guidance notes to supplement the new regime.

United Kingdom Commercial

BC

Bryan Cave Leighton Paisner

Transatlantic Securitisation Alignment: How 2025 UK And EU Reforms Reshape Compliance For US Structures

Over the past 12 months, United Kingdom and European Union (EU) regulators have introduced a series of clarifications and reforms that materially reshape the securitisation compliance landscape.

Worldwide Commercial

AG

Akin Gump Strauss Hauer & Feld LLP

Corporate Law Update: 11 - 17 October 2025

United Kingdom Commercial

M

Macfarlanes LLP

Rethinking European Defence: Executing Transactions Amidst Regulatory Complexity

Worldwide Commercial

M

Macfarlanes LLP

FCA Unveils Streamlined Prospectus Rules To Boost UK Equity Capital Markets

United Kingdom Finance

HL

Hunters

APAC Monthly Private Wealth Legal Developments – August 2025

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

FCA Approves The First PISCES Private Stock Market Operator

United Kingdom Commercial

LS

Lewis Silkin

Corporate Law Update: 16 - 29 August 2025

United Kingdom Commercial

M

Macfarlanes LLP

Prospectus Regime Changes In The EU And UK—a Debt Capital Markets Update (Podcast)

United Kingdom Finance

AO

A&O Shearman

Sustainability Communications – ESMA Note On ESG Credentials

United Kingdom Finance

WG

Weil, Gotshal & Manges LLP

UK Corporate Briefing August 2025

United Kingdom Commercial

BC

Bryan Cave Leighton Paisner

PISCES 101 — The Private Intermittent Securities And Capital Exchange System

United Kingdom Commercial

GP

Goodwin Procter LLP

Revenue Recognition Fraud - And Why It Matters

Revenue is often cited as a quick snapshot of a company's success, but how that revenue is recognized is not so simple for many industries

United Kingdom Commercial

FR

Forensic Risk Alliance

Capital Markets Insight: How To Know When You Need A Temporary CUSIP Number For Reopenings

If you are involved in issuing or trading securities, you are familiar with CUSIP numbers, the ninedigit alphanumeric codes that identify specific securities in the United States and Canda.

Worldwide Commercial

MB

Mayer Brown

Commercial Litigation Podcast Series – Episode 32: General Update (Podcast)

In this 32nd episode of our series of commercial litigation update podcasts, we discuss recent judgments on privilege, litigation funding agreements...

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Financial List Finds Claim For Declaratory Relief Brought By Ultimate Beneficial Owners Of Loan Notes Against Issuer Is Arguable

The Financial List has allowed the claim of certain ultimate beneficial owners (UBOs) of loan notes to continue against the issuer of the notes, where the UBOs are seeking a declaration...

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Reform Of The EU Securitisation Framework—Part 2: Proposed Definitions Of "Public" And "Private" Securitisations

European Union Finance

JD

Jones Day

Privy Council Abrogates So-called "Shareholder Rule" Under English Law: Companies Can Assert Privilege Against Their Shareholders

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Capital Markets Reform In The UK

European Union Commercial

DP

Davis Polk & Wardwell

Corporate Law Update: 12 - 18 July 2025

United Kingdom Commercial

M

Macfarlanes LLP

The FCA Confirms Its Bold Reforms Of The UK Prospectus Regime

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

FCA Finalises Changes To The UK's Public Offers Of Securities Regime

United Kingdom Commercial

M

Macfarlanes LLP

FCA Publishes Final Rules For Public Offers And Admission To Trading Regime

United Kingdom Finance

AO

A&O Shearman

FCA Publishes New UK Prospectus Rules: Potential Impact On Securities Litigation

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Takeover Panel Publishes Consultation On Dual Class Share Structures, IPOs And Share Buybacks And Two New Practice Statements

United Kingdom Commercial

GW

Gowling WLG

The UK Takeover Panel's Guidance On "Stub Equity" In Take-Private Transactions

United Kingdom Commercial

AG

Akin Gump Strauss Hauer & Feld LLP

FCA Publishes Final Rules For Public Offers And Admission To Trading Regime

On July 15, 2025, the Financial Conduct Authority (FCA) published its Policy Statement PS25/9 setting out the final rules to implement the Public Offers and Admission to Trading Regulations 2024 (POATRs).

United Kingdom Finance

AO

A&O Shearman

FCA Publishes New UK Prospectus Rules: Potential Impact On Securities Litigation

The reforms represent the biggest change to the UK public offer regime since 2005. FCA Policy Statement 25/9 contains the new rules, which set out the detailed requirements...

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Takeover Panel Publishes Consultation On Dual Class Share Structures, IPOs And Share Buybacks And Two New Practice Statements

The Takeover Panel has recently published a consultation paper (PCP 2025/1) on dual class share structures, initial public offerings (IPOs) and share buybacks and two new practice statements...

United Kingdom Commercial

GW

Gowling WLG

The UK Takeover Panel's Guidance On "Stub Equity" In Take-Private Transactions

On 3 July 2025, the UK Takeover Panel (Panel) published a new Practice Statement 36 (PS 36), which provides formal guidance on how the Panel will interpret and apply the Takeover Code...

United Kingdom Commercial

AG

Akin Gump Strauss Hauer & Feld LLP

UK Takeovers: New Panel Guidance On Stub Equity Offers

United Kingdom Commercial

DP

Davis Polk & Wardwell

PISCES – A New Source Of Liquidity In The UK For Unlisted Companies

The UK Financial Conduct Authority recently published its final rules for the Private Intermittent Securities and Capital Exchange System...

United Kingdom Finance

DP

Davis Polk & Wardwell

Corporate Law Update: 7 - 13 June 2025

The Court of Appeal has upheld a decision of the High Court that a shareholder in a company suffered unfair prejudice when the company failed to comply with its contractual obligations to work...

United Kingdom Commercial

M

Macfarlanes LLP

PISCES – Key Questions Answered

With the legal framework now in place for the Private Intermittent Securities and Capital Exchange System ("PISCES") regime to become operational...

United Kingdom Commercial

TS

Travers Smith LLP

UK Employee Share Plans: 6th Of July HMRC Reporting Deadline

Businesses that award shares, options or other securities to UK employees, directors or officer holders need to be aware of the July 6 deadline to submit an Employment Related Securities (ERS)...

United Kingdom Employment

GP

Goodwin Procter LLP

UK Corporate Briefing June 2025

United Kingdom Commercial

BC

Bryan Cave Leighton Paisner

The London Stock Exchange's Discussion Paper On The Future Of AIM

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Reforming Stamp Taxes On Shares Moves Forward

United Kingdom Commercial

M

Macfarlanes LLP

Monthly Regulatory Newsletter – April 2025

United Kingdom Finance

RQ

RQC Group

Corporate Law Update: 26 April - 2 May 2025

United Kingdom Commercial

M

Macfarlanes LLP

Raising The Bar: SEC Evaluating An Increase In Minimum AUM Threshold For Investment Adviser Registration

United Kingdom Commercial

PR

Proskauer Rose LLP

The Gowling WLG AIM Handbook

United Kingdom Commercial

GW

Gowling WLG

Standard Chartered Securities Litigation: Renewed Hope For Passive Investors

United Kingdom Litigation

TS

Travers Smith LLP

Monthly Regulatory Newsletter – March 2025

Worldwide Finance

RQ

RQC Group

UK Corporate Briefing April 2025

Worldwide Commercial

BC

Bryan Cave Leighton Paisner

Listing On Aquis Stock Exchange

United Kingdom Finance

LS

Laytons

Boardroom To Breach: 5 Cyber Threats That Will Define Your Leadership In Times Of Disruption

United Kingdom Technology

A

AlixPartners

The SEC's Division Of Investment Management: FAQ Update

United Kingdom Commercial

RQ

RQC Group

5 Cybersecurity Questions For Grocery CEOs To Ask Today

United Kingdom Technology

A

AlixPartners

Travers Smith's Sustainability Insights: Will Trump 2.0 Kill Off The Brussels Effect?

Worldwide Commercial

TS

Travers Smith LLP

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