United Kingdom: Capital Adequacy/BASEL

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Investment Firms' Regulatory Capital: FCA Confirms Rules Simplifying MIFIDPRU Definition Of Capital (PS25/14)

The FCA has published a policy statement, Definition of capital for FCA investment firms (PS25/14) setting out its final rules to simplify and consolidate...

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

A Capital Idea! UK And EU Prudential Reforms And UK Remuneration Changes

In the hierarchy of topics that are liable to cause headaches for regulated firms, prudential requirements and remuneration typically feature somewhere near the top of the list.

United Kingdom Technology

TS

Travers Smith LLP

FinTech Global FS Regulatory Round-up - W/e 12 September 2025

As the basis for Open Finance in the EU moves along the legislative pathway, we assess what implementation may require. Our FiDA Checklist provides a helpful introduction to FiDA...

United Kingdom Technology

KL

Herbert Smith Freehills Kramer LLP

Reform Of The EU Securitisation Framework—Part 8: Changes To Certain STS Requirements

On 17 June 2025, the European Commission (the "Commission") published its proposed measures to revive the securitisation framework in the European Union ("EU")...

European Union Finance

JD

Jones Day

In The Know: UK-EU Banking And Investment Regulation - September 2025

United Kingdom Finance

AG

Addleshaw Goddard

PRA Consults On Implementation Of Basel 3.1 And Adjustments To Market Risk Framework

United Kingdom Finance

AG

Addleshaw Goddard

FinTech Global FS Regulatory Round-up - W/e 22 August 2025

Worldwide Technology

KL

Herbert Smith Freehills Kramer LLP

European Supervisory Authorities Make Recommendations For The EU Securitisation Market

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Rewiring The Financial Regulatory System: The Leeds Reforms And Mansion House 2025 Speech

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

May – June 2025 Regulatory Round-Up

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Private Credit's Quiet Consolidation Of Power

United Kingdom Finance

TS

Travers Smith LLP

PRA Consults On Phase 1 Of Pillar 2A Review

United Kingdom Finance

AG

Addleshaw Goddard

EBA Final Reports On RTS And ITS On Operational Risk Under CRR

European Union Finance

AG

Addleshaw Goddard

Navigating The Proposed Amendments To The EU Securitisation Regulation: Implications For Europe's CLO Market

European Union Finance

ML

Milbank LLP

The UKIPO's Consultation On Changes To UK Design Law And Its Possible Impact On Fashion Designs (Podcast)

United Kingdom IP

HL

HGF Ltd

UK Refugee Family Reunion Closed: New Visa Options (Video)

United Kingdom Immigration

L

Latitude Law

Shaping The Future Of Build To Rent: Quintain Living At Wembley Park (Podcast)

United Kingdom Real Estate

GW

Gowling WLG

Immigration Insights Episode 16 | UK Immigration In A Post-Brexit World: What Employers Need To Know (Podcast)

United Kingdom Immigration

GT

Greenberg Traurig, LLP

Navigating The EU Data Act: Key Obligations And A Spotlight On Switching Rights

United Kingdom Commercial

GP

Goodwin Procter LLP

Guernsey Funds: Innovation With Alternative Strategies

Guernsey has long been recognised as an attractive international funds jurisdiction, known for its expertise, stability...

United Kingdom Finance

CO

Carey Olsen

Civil Justice Council Recommends "Light Touch" Regulation Of Litigation Funding In United Kingdom

The report contains 58 recommendations, which would require legislation and new court rules if they are to be enacted.

United Kingdom Finance

JD

Jones Day

PRA Business Plan For 2025/26

On 10 April 2025, the Prudential Regulation Authority (PRA) published its Business Plan for 2025/26. The PRA seeks to be an inclusive, efficient, and responsive regulator...

United Kingdom Finance

AG

Addleshaw Goddard

UK Regulatory Capital Reforms: A Boost For Start-Up Founders And Venture Capital Investors?

In its recent consultation [CP25/10: Definition of capital for FCA investment firms] (Consultation), the Financial Conduct Authority (FCA) has stated that it wants to amend its capital rules for investment firms...

United Kingdom Finance

GP

Goodwin Procter LLP

PRA Consults On Changing The Retail Deposits Leverage Ratio Threshold

United Kingdom Finance

AG

Addleshaw Goddard

In The Know: UK-EU Banking And Investment Regulation

European Union Finance

AG

Addleshaw Goddard

PRA Delays UK Implementation Of Basel 3.1

United Kingdom Finance

AG

Addleshaw Goddard

Fasten Your Seatbelts For 2025 | 4 Key Shifts In European Finance

European Union Finance

A|

AGPLAW | A.G. Paphitis & Co. LLC

UK Banking And Insurance Regulation Update

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Is trading of an instrument with an ISIN that is not in FIRDS, MiFIR reportable?

United Kingdom Finance

TRAction

Is an EU Trading Venue considered ToTV for UK MiFIR and vice versa?

United Kingdom Finance

TRAction

Guide To The New UK Securitisation Rules

United Kingdom Finance

ML

Milbank LLP

The UK's PRA Publishes Near-Final Basel 3.1 Rules

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

What's Happening In Pensions - Issue 111 (Podcast)

United Kingdom Employment

TS

Travers Smith LLP

Is an EU Trading Venue considered ToTV for UK MiFIR and vice versa?

MiFIR reportability has stayed the same for UK firms but has narrowed in scope for EU firms.

United Kingdom Finance

TRAction

Guide To The New UK Securitisation Rules

The UK Securitisation Regulations 2024 and new rules from the FCA and PRA came into effect on 1 November 2024, replacing the EU Securitisation Regulation. The updated rules, outlined in the FCA's Securitisation Sourcebook and PRA Rulebook, aim to align with the UK's Smarter Regulatory Framework for financial services.

United Kingdom Finance

ML

Milbank LLP

The UK's PRA Publishes Near-Final Basel 3.1 Rules

On 12 September 2024, the UK's banking regulator, the Prudential Regulation Authority ("PRA") published its second policy statement on implementation of the Basel 3.1 standards in the form of near-final rules (PS9/24).

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

What's Happening In Pensions - Issue 111 (Podcast)

Regulations made in 2023 require schemes that provide DC benefits (other than just from additional voluntary contributions) to disclose and explain their policy on illiquid investments...

United Kingdom Employment

TS

Travers Smith LLP

Basel 3.1 – Fuel To Further Accelerate The Growth Of Private Credit?

United Kingdom Finance

M

Macfarlanes LLP

Russian Trustee Partially Succeeds In A Strike Out Application (Kireeva (As Trustee And Bankruptcy Manager Of Bedzhamov) V Zolotova And Basel Properties Limited)

Dispute Resolution analysis: An application by a Russian trustee in bankruptcy has succeeded in striking out some parts of a defence to a claim...

United Kingdom Insolvency

GC

Gatehouse Chambers

Regulation Tomorrow Plus: FCA CP23/24 On Capital Deduction For Redress For Personal Investment Firms (Podcast)

In our latest podcast, Partner Matthew Gregory is joined by Senior Associate Joe Bamford, both of whom specialise in retail conduct, to discuss the FCA's consultation...

United Kingdom Employment

NR

Norton Rose Fulbright Hong Kong

CRD VI And Its Impact On Lending Into Europe

December 2023 saw the publication by the EU of the near-final version of its ‘Banking Package' that makes significant changes to the Capital Requirements Directive known as ‘CRD VI'.

European Union Finance

CW

Cadwalader, Wickersham & Taft LLP

UK Government Consults On New Rules To Recapitalise Small Banks In Resolution – What Does This Mean For Potential Buyers Of Distressed UK Banks?

The UK government has launched a Consultation setting out its proposals to amend the UK special resolution regime to direct that the UK depositor guarantee scheme is used to fund the resolution.

United Kingdom Finance

MB

Mayer Brown

Travers Smith's Alternative Insights: Subscription Line Financing

United Kingdom Finance

TS

Travers Smith LLP

Inclusion Of Insurance Within Capital Frameworks: Navigating The Possibilities

United Kingdom Finance

W

WTW

Regulation Round Up

European Union Finance

PR

Proskauer Rose LLP

Key Areas Of Focus While Conducting Financial Due Diligence For Search Funds And Self-Funded Search Clients

United Kingdom Finance

GE

Gerald Edelman

The Growth Of Real Estate Debt

United Kingdom Finance

M

Macfarlanes LLP

Rated Subscription Lines: An Emerging Solution To The Liquidity Crunch?

United Kingdom Finance

TS

Travers Smith LLP

Lessons To Be Learned From 2023's Bank Failures

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Hot Topics For 2024

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

The UK's Banking Regulator Consults On The First Draft Of Final Rules For Aspects Of Basel 3.1

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

The UK's FCA Reports On A Multi-Firm Review Of Investment Firms Internal Capital Adequacy Assessment Processes

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

IFPR – FCA Publishes Final Report On Implementation

United Kingdom Finance

PR

Proskauer Rose LLP

Growing A Business Through Debt

United Kingdom Finance

HC

Herrington Carmichael

Bankers' Bonuses: A Step In The Right Direction?

European Union Finance

M

Michelmores

The UK's PRA Discusses Securitisation Capital Requirements And Basel 3.1

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

Diversity & Inclusion - Moving The Dial In Financial Services

United Kingdom Commercial

GW

Gowling WLG

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