United Kingdom: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Case Study: Aareal Bank AG - Inaugural SRT

A&M's PAG team was the sole arranger for Aareal Bank AG's (Aareal) first synthetic significant risk transfer (SRT) securitization referencing a €2 billion commercial real estate (CRE) portfolio partnering with funded and unfunded investors.

United Kingdom Finance

AM

Alvarez & Marsal

Henry Hood And Anna Roiser Examine LSPOs And Enforcement Challenges In Financial Remedies Journal

Henry Hood, Senior Partner and Anna Roiser, Senior Knowledge Partner in our Family & Relationships department, explore the implications of Peel J's decision in CC v UU regarding the availability of Legal Services Payment Orders (LSPOs) for enforcement proceedings.

United Kingdom Finance

HL

Hunters

Non-Bank Lending In The Spotlight: Regulatory Capital And Its Impact

In the GT Alert we produced in September, we commented on the inquiry the Financial Services Regulation Committee (the Committee) of the House of Lords commenced on non-bank financial institutions (NBFIs).

United Kingdom Finance

GT

Greenberg Traurig, LLP

FCA Consultation On UK Short Selling Regulation – What Do UK And Non-UK Clients Need To Know?

On 28 October 2025, the FCA announced a consultation on proposed new rules and guidance on short selling.

United Kingdom Finance

MB

Mayer Brown

Trends In The Derivatives Market And How Recent Fintech Developments Are Reshaping This Space

United Kingdom Finance

TS

Travers Smith LLP

UK Financial Conduct Authority Consults On Fund Tokenisation

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

OFSI Annual Reports Provides Enforcement Figures

United Kingdom Finance

DM

Duane Morris LLP

Tokenised Collateral: Token Gesture Or Market Revolution?

United Kingdom Finance

AG

Addleshaw Goddard

Capital Markets – Regulations Made Implementing The New Prospectus Regime

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Reducing The Regulatory Burden – EU Commission De-Prioritizes Non-Essential Regulation In Securities And Derivative Markets

United Kingdom Finance

MB

Mayer Brown

Ahead Of The Curve: The UK's New Regulatory Regime For Clearing

United Kingdom Finance

AO

A&O Shearman

Investment Firms' Regulatory Capital: FCA Confirms Rules Simplifying MIFIDPRU Definition Of Capital (PS25/14)

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

FCA And PRA Joint Policy Statement On Remuneration Reform For Banks, Building Societies And PRA Designated Investment Firms

United Kingdom Finance

LS

Lewis Silkin

Evolving General Partner Stakes Market Brings Opportunities

United Kingdom Finance

M

Macfarlanes LLP

Risks Of AI In The Workplace: Weaving Ethical Risks Into Your AI Governance

United Kingdom Technology

N

NAVEX

Public Law Podcast Episode 22: Back To School - Wrap Up Of Key Developments

United Kingdom Government

KL

Herbert Smith Freehills Kramer LLP

Culture & Compliance Chronicles: Boardroom Agility—Strategies For Modern Boards Managing Crises, Compliance & Collective Responsibility (Podcast)

United Kingdom Commercial

RG

Ropes & Gray LLP

UK Immigration Salary List 2025

United Kingdom Immigration

RC

Richmond Chambers Immigration Barristers

The Space: Mental Health And Wellbeing - Episode Two (Podcast)

United Kingdom Healthcare

GW

Gowling WLG

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Related Country Guides

Banking Regulation

Project Finance

Secured Lending

Alternative Investment Funds

Capital Adequacy/BASEL

Non-Bank Lending In The Spotlight: Regulatory Capital And Its Impact

In the GT Alert we produced in September, we commented on the inquiry the Financial Services Regulation Committee (the Committee) of the House of Lords commenced on non-bank financial institutions (NBFIs).

United Kingdom Finance

GT

Greenberg Traurig, LLP

Investment Firms' Regulatory Capital: FCA Confirms Rules Simplifying MIFIDPRU Definition Of Capital (PS25/14)

The FCA has published a policy statement, Definition of capital for FCA investment firms (PS25/14) setting out its final rules to simplify and consolidate...

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

A Capital Idea! UK And EU Prudential Reforms And UK Remuneration Changes

In the hierarchy of topics that are liable to cause headaches for regulated firms, prudential requirements and remuneration typically feature somewhere near the top of the list.

United Kingdom Technology

TS

Travers Smith LLP

FinTech Global FS Regulatory Round-up - W/e 12 September 2025

United Kingdom Technology

KL

Herbert Smith Freehills Kramer LLP

Reform Of The EU Securitisation Framework—Part 8: Changes To Certain STS Requirements

European Union Finance

JD

Jones Day

In The Know: UK-EU Banking And Investment Regulation - September 2025

United Kingdom Finance

AG

Addleshaw Goddard

PRA Consults On Implementation Of Basel 3.1 And Adjustments To Market Risk Framework

United Kingdom Finance

AG

Addleshaw Goddard

FinTech Global FS Regulatory Round-up - W/e 22 August 2025

Worldwide Technology

KL

Herbert Smith Freehills Kramer LLP

European Supervisory Authorities Make Recommendations For The EU Securitisation Market

United Kingdom Finance

CW

Cadwalader, Wickersham & Taft LLP

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Debt Capital Markets

Ahead Of The Curve: The UK's New Regulatory Regime For Clearing

The UK's legislation and rulebooks for financial market infrastructure are undergoing something of a revolution. A raft of statutory instruments and series of Bank of England...

United Kingdom Finance

AO

A&O Shearman

Commercial Reality Check Raises Consolidation Prospects For U.K. Altnets

The U.K. altnet (alternative fibre broadband networks) sector is moving closer to further consolidation as the focus on commercialisation sharpens.

United Kingdom Commercial

A

AlixPartners

The UK Prospectus Regime Is Changing: An Overview Of The UK Public Offers And Admissions To Trading Regulations (POATR)

The United Kingdom prospectus regime is changing in 2026. This presentation provides an understanding of the new UK Public Offers and Admissions to Trading Regulations 2024 (POATR) with a focus on debt capital markets.

United Kingdom Finance

MB

Mayer Brown

Sustainability: Insights For In-House Counsel - Autumn 2025

Worldwide Commercial

TS

Travers Smith LLP

Episode 19: Leeds, Leeds, Leeds: Marching On Together In Financial Services (Video)

United Kingdom Finance

AG

Addleshaw Goddard

FCA Consults On Motor Finance Compensation Scheme

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Approaching The Maturity Wall – Debt Refinancing Pressures In DACH

United Kingdom Finance

A

AlixPartners

County Court Considers Bank's Possession Rights In Context Of A Mortgage That Is Securitised Or Subject To Covered Bond

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

PRA Update On Approach To FundedRe

United Kingdom Insurance

MB

Mayer Brown

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Charges, Mortgages, Indemnities

Financial Regulation - In The Know: October 2025

Our latest Consumer Finance regulation update highlights key developments in motor finance and retail insurance. The FCA, following the Supreme Court's Hopcraft and Johnson decision, is progressing with an industry-wide...

United Kingdom Finance

AG

Addleshaw Goddard

Understanding Regulatory Risks In Home Purchase Plans vs. Traditional Regulated Mortgage Contracts

Home Purchase Plans (HPPs) are an alternative to traditional mortgage products, often structured to comply with Sharia principles.

United Kingdom Finance

AG

Addleshaw Goddard

In Practice: Supreme Court Motor Finance Commission Ruling: What Next For Lenders?

In this In Practice article we consider what comes next, after the Supreme Court judgment on secret commission payments in motor vehicle finance transactions.

United Kingdom Finance

TS

Travers Smith LLP

Episode 19: Leeds, Leeds, Leeds: Marching On Together In Financial Services (Video)

United Kingdom Finance

AG

Addleshaw Goddard

County Court Considers Bank's Possession Rights In Context Of A Mortgage That Is Securitised Or Subject To Covered Bond

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Leeds, Leeds, Leeds: Marching On Together In Financial Services

United Kingdom Finance

AG

Addleshaw Goddard

Can A Warranty Be Better Than An Indemnity?

United Kingdom Litigation

TS

Teacher Stern

Mortgage Reforms To Boost Sustainable Home Ownership And Access

United Kingdom Finance

AG

Addleshaw Goddard

Securitisation Regulatory Update: UK Regulator Consults On Reforms To Deferred Payment Credit (Buy Now Pay Later)

United Kingdom Consumer

MB

Mayer Brown

See more

Financial Services

Case Study: Aareal Bank AG - Inaugural SRT

A&M's PAG team was the sole arranger for Aareal Bank AG's (Aareal) first synthetic significant risk transfer (SRT) securitization referencing a €2 billion commercial real estate (CRE) portfolio partnering with funded and unfunded investors.

United Kingdom Finance

AM

Alvarez & Marsal

Corporate Finance Firms' Client Categorisation - Evidence Of Good Practice, But Room For Improvement: FCA Feedback

The FCA has published the results of a multi-firm review into client categorisation in corporate finance firms (CFFs): High-level observations following an FCA multi-firm review into client categorisation in CFFs.

United Kingdom Commercial

KL

Herbert Smith Freehills Kramer LLP

Henry Hood And Anna Roiser Examine LSPOs And Enforcement Challenges In Financial Remedies Journal

Henry Hood, Senior Partner and Anna Roiser, Senior Knowledge Partner in our Family & Relationships department, explore the implications of Peel J's decision in CC v UU regarding the availability of Legal Services Payment Orders (LSPOs) for enforcement proceedings.

United Kingdom Finance

HL

Hunters

Non-Bank Lending In The Spotlight: Regulatory Capital And Its Impact

United Kingdom Finance

GT

Greenberg Traurig, LLP

FCA Consultation On UK Short Selling Regulation – What Do UK And Non-UK Clients Need To Know?

United Kingdom Finance

MB

Mayer Brown

Buying A Dream Villa Vs City Apartment Abroad: Currency Costs Compared

United Kingdom Real Estate

IG

IR Global

Trends In The Derivatives Market And How Recent Fintech Developments Are Reshaping This Space

United Kingdom Finance

TS

Travers Smith LLP

UK Financial Conduct Authority Consults On Fund Tokenisation

United Kingdom Finance

AG

Akin Gump Strauss Hauer & Feld LLP

OFSI Annual Reports Provides Enforcement Figures

United Kingdom Finance

DM

Duane Morris LLP

See more

Latest Videos

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Guernsey Funds Forum 2025 - 2 (Video)

G

Guernsey Finance

Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

CJ

CJC Ltd

Credit Insurance Meets Trade Finance: A Smarter Way To Risk (Video)

W

WTW

Investing In Conflict Zones: Navigating And Managing Risk (Video)

NR

Norton Rose Fulbright Hong Kong

Implementing Your Climate Programme: The Five Things You Need To Get Right (Video)

BP

Baringa Partners

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