United States: Capital Adequacy/BASEL

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Federal Reserve Board Hosts Capital Conference To Further Capital Reform Efforts

On July 22, 2025, the Board of Governors of the Federal Reserve System (Board) hosted a first-of-its-kind industry conference designed to solicit public input on reform of the U.S. capital framework...

United States Finance

MV

Moore & Van Allen

CRD VI—European Banking Authority Report On Direct Provision Of Services From Third Country Institutions

This note discusses the European Banking Authority's (EBA's) report, published on July 23, 2025, which addresses whether and when EU non-bank entities should be allowed to deal with locally unregulated non-EU banks.

European Union Finance

AO

A&O Shearman

US FDIC Requests Comment On Industrial Loan Company Framework

On July 15, 2025, the Federal Deposit Insurance Corporation ("FDIC") requested comment on its framework for reviewing applications for deposit insurance from industrial loan companies and industrial banks (collectively, "ILCs").

United States Finance

MB

Mayer Brown

Federal Bank Regulatory Agencies Issue Joint Statement On Crypto-Asset Safekeeping By Banking Organizations

On July 14, the Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System (Federal Reserve) and Federal Deposit Insurance Corporation...

United States Finance

GP

Goodwin Procter LLP

Treasury Secretary Bessent Outlines Strategic Vision For Financial Regulatory Reform At Federal Reserve Capital Conference

United States Finance

AP

Anderson P.C.

Federal Banking Agencies Propose Revision To Enhanced Supplementary Leverage Ratio

United States Finance

SJ

Steptoe LLP

US Banking Regulators Propose Enhanced Supplementary Leverage Ratio Reform

United States Finance

MB

Mayer Brown

The EU Makes Significant Changes To The Securitisation Regulations And Associated Prudential Rules

European Union Finance

CW

Cadwalader, Wickersham & Taft LLP

Federal Banking Agencies Issue Proposed Rulemaking To Amend ESLR

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Out With A Whimper: BCBS Publishes Climate Disclosure Framework

United States Finance

MB

Mayer Brown

From TCFD To CRFR: Decoding The Basel Committee's Climate Disclosure Drive

United States Finance

JD

Jones Day

New York Enacts Landmark Buy Now Pay Later Regulation Amid Federal Regulatory Recalibration

United States Finance

GT

Greenberg Traurig, LLP

Project Finance Laws And Regulations Why The World Needs Multi-Sourced Project Financings (And Project Finance Lawyers…) 2025

United States Finance

ML

Milbank LLP

New SBA Final Rule Implements Significant Changes To SBIC Program

United States Commercial

FH

Foley Hoag LLP

Summary - Tax Provisions In The One Big Beautiful Bill

United States Tax

HE

Hall Estill

Citizenship Updates: Nationwide Injunctions Affecting Birthright Citizenship Limited And New DOJ Priorities To Denaturalize U.S. Citizens

United States Immigration

Gs

Green and Spiegel

Artificial Intelligence 2025 - Trends And Developments

United States Technology

SJ

Steptoe LLP

New Montana State Income And Property Taxes For 2025 & 2026

United States Tax

PB

Parsons Behle & Latimer

From Copyright Case To AI Data Crisis: How The New York Times v. OpenAI Reshapes Companies' Data Governance And EDiscovery Strategy

United States Technology

NM

Nelson Mullins Riley & Scarborough LLP

What's Happening At The SEC? (Podcast)

Hello, this is Dave Lynn, and I'm a partner in Goodwin's Capital Markets practice and chair of the firm's Public Company Advisory practice.

United States Commercial

GP

Goodwin Procter LLP

Great Fund Insights: Co-Investing 101: Shared Risk, Shared Reward

A challenging fundraising environment, the rise in M&A activity and the capital requirements necessary to bridge funding gaps are key developments...

United States Finance

AO

A&O Shearman

The JC Report On The Functioning Of The European Securitisation Regulation: An Unhelpful Regulatory Intervention For Europe's CLO And Securitisation Markets

On 31 March 2025 the Joint Committee (the "JC") of the European Supervisory Authorities (the "ESAs") released a report (the "JC Report") on the functioning of the European Securitisation Regulation (Regulation (EU) 2017/2402) (the "EUSR").

United States Finance

ML

Milbank LLP

NAIC Advances Initiatives On Insurance Company Investments At Spring National

Insurance companies, sponsors and other interested parties should take note of key developments concerning investments by insurers at the National Association of Insurance Commissioners' (NAIC)...

United States Insurance

KL

Herbert Smith Freehills Kramer LLP

The (Likely) New Banking Regulators In Their Own Words

United States Finance

AP

Arnold & Porter

Regulatory Monitoring Newsletter, February 2025

European Union Finance

AO

A&O Shearman

Federal Reserve And FDIC Withdraw From The Network For Greening The Financial System

United States Insurance

MB

Mayer Brown

CRT Transactions In The EU, U.K. And The U.S.

Worldwide Finance

AO

A&O Shearman

The European Union Kicks Off Its Consultation On The Reform Of Its Securitisation Framework

European Union Finance

CW

Cadwalader, Wickersham & Taft LLP

Basel III Endgame: Will Banks Have To Increase Their Capital Requirements?

United States Real Estate

KM

Katten Muchin Rosenman LLP

US NAIC Summer 2024 National Meeting Highlights: Capital Adequacy (E) Task Force

United States Finance

MB

Mayer Brown

Interview With Georges Duponcheele And William Perraudin (Podcast)

United States Finance

MB

Mayer Brown

Fed Chair Powell's Update On Basel Endgame (Podcast)

United States Finance

MB

Mayer Brown

Subscription Credit Facilities: Temporary Increase Tranches

United States Finance

MB

Mayer Brown

US NAIC Summer 2024 National Meeting Highlights: Capital Adequacy (E) Task Force

The US National Association of Insurance Commissioners ("NAIC") held its Summer National Meeting in Chicago from August 12-15, 2024.

United States Finance

MB

Mayer Brown

Interview With Georges Duponcheele And William Perraudin (Podcast)

Matt Bisanz interviews Georges Duponcheele of MunichRe and William Perraudin of Risk Control Ltd. about their work in developing approaches to securitization capital requirements.

United States Finance

MB

Mayer Brown

Fed Chair Powell's Update On Basel Endgame (Podcast)

Join us for the latest episode of Financial Services Focus for a discussion of Federal Reserve Chair Jerome Powell's recent Humphrey-Hawkins testimony ..

United States Finance

MB

Mayer Brown

Subscription Credit Facilities: Temporary Increase Tranches

Temporary increase tranches may complement or substitute traditional permanent increase options.

United States Finance

MB

Mayer Brown

The U.S. Basel III Endgame Proposal: Update And Thoughts

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Regulators Preparing To Finalize Basel IV

The US federal banking regulators are preparing to finalize the Basel IV regulatory framework, the effects of which will impact US financial institutions and the domestic commercial lending market.

United States Finance

MB

Mayer Brown

Implications Of An Early Extension Of A 364-Day Credit Facility

Because banks receive favorable capital treatment when a credit facility's tenor is shorter than one year, lenders increasingly offer financing with 364-day tenors and uncommitted extension option terms of up to 364 days.

United States Finance

MB

Mayer Brown

Vice Chair Barr Delivers Remarks On Fed's Counterparty Credit Risk Supervisory Priorities

Last week, we attended the invitation-only conference on counterparty credit risk cohosted by the Basel Committee on Banking Supervision and the Federal Reserve Bank of New York.

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Licensing Link - February 15, 2024

The NYDFS issued final supervisory guidance requiring New York-licensed or chartered banking institutions and financial services companies to establish and maintain a framework...

United States Finance

MB

Mayer Brown

Fractional CFO: What Is It And What To Expect

United States Commercial

BT

Bennett Thrasher

Georgia On The Mind: An Explainer For Payments Companies Considering The Merchant Acquirer Limited Purpose Bank Charter

United States Finance

VL

Venable LLP

New York Governor Hochul Seeks To Strengthen And Expand State Consumer Protection Laws

United States Consumer

W

WilmerHale

The Benefits Of Term Debt Tranches In Fund Finance Products – And What To Consider When Utilizing Term Debt

United States Finance

MB

Mayer Brown

Fed's Proposed Rule Post-Silicon Valley Bank Falls Short

United States Finance

KL

Herbert Smith Freehills Kramer LLP

CFTC Proposes Revisions To Clarify Capital And Financial Reporting Requirements For Bank And Non-Bank Swap Dealers

United States Finance

SJ

Steptoe LLP

Regulation Round Up

European Union Finance

PR

Proskauer Rose LLP

Interview With Bill Hulse From The US Chamber Of Commerce (Podcast)

United States Finance

MB

Mayer Brown

US NAIC Fall 2023 National Meeting Highlights: Major Investment-Related Initiatives

United States Finance

MB

Mayer Brown

FDIC Director McKernan Discusses Basel III Endgame

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

European Banking Authority Reports On The Role Of Environmental And Social Risks In The Prudential Framework

European Union Finance

CW

Cadwalader, Wickersham & Taft LLP

California DFPI Invites Comments On Potential Rulemaking To Implement Digital Financial Assets Law

United States Finance

CL

Cooley LLP

Operational Risk Considerations Under The US Basel Endgame Proposal (Podcast)

United States Finance

MB

Mayer Brown

FRB, FDIC, OCC And NCUA Testify At Congressional Oversight Hearings

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

How The Mortgage Markets May Be Affected By The US Basel Endgame Proposal (Podcast)

United States Finance

MB

Mayer Brown

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MB Microtalk: BCBS Core Principles (Video)

MB

Mayer Brown

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