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| Fund Name: | Altegris Private Markets Opportunities Fund |
| Adviser: | Altegris Advisors, L.L.C. |
| Sub-Adviser(s): | StepStone Group LP |
| Fees: | 1.2% Management Fee |
| Open- or Closed-End: | Closed-End (Annual repurchase and quarterly secondary transfers commencing in third year of operation) |
| Investor Restrictions: | $25,000 minimum initial investment; $10,000 minimum subsequent investment |
| Filing Date: | Dec. 27, 2017 |
| Effective Date: | Dec. 27, 2017 |
| Fund Name: | OFI Carlyle Global Private Credit Fund |
| Adviser: | OC Private Capital, LLC |
| Sub-Adviser(s): | Not specified |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | Minimum initial and subsequent investments not specified |
| Filing Date: | Dec. 15, 2017 |
| Effective Date: | Pending |
| Fund Name: | Tortoise Tax-Advantaged Essential Assets Interval Fund, Inc. |
| Adviser: | Tortoise Credit Strategies, LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | Minimum initial and subsequent investments not specified |
| Filing Date: | Dec. 15, 2017 |
| Effective Date: | Pending |
| Fund Name: | NB Crossroads Private Markets Fund V Holdings LP |
| Adviser: | Neuberger Berman Investment Advisers LLC |
| Sub-Adviser(s): | NB Alternatives Advisers LLC |
| Fees: | 0.85% advisory fee from the Fund's commencement of operations through the end of year eight and then 0.30% for the remaining life of the Fund. |
| Open- or Closed-End: | Closed-End (Master Fund) |
| Investor Restrictions: | Accredited investor, qualified client; $50,000 minimum commitment |
| Filing Date: | Nov. 30, 2017 |
| Effective Date: | Nov. 30, 2017 |
| Fund Name: | NorthStar Real Estate Capital Income Fund-C |
| Adviser: | CNI RECF Advisors, LLC |
| Sub-Adviser(s): | None |
| Fees: | The Fund does not directly pay a management fee with respect to any period during which the only investment securities held by the Fund are those of the Master Fund. The Master Fund pays a management fee, calculated and paid quarterly in arrears, of 1.25% of the Master Fund's average daily net assets during such period. |
| Open- or Closed-End: | Closed-End (Quarterly repurchase; Feeder fund) |
| Investor Restrictions: | $4,000 minimum initial investment; $100 minimum subsequent investment (except for purchases made pursuant to the Trust's dividend reinvestment plan or as otherwise permitted by the Trust) |
| Filing Date: | Nov. 16, 2017 |
| Effective Date: | Pending |
| Fund Name: | Destra International & Event-Driven Credit Fund |
| Adviser: | Destra Capital Advisors LLC |
| Sub-Adviser(s): | BlueBay Asset Management LLP |
| Fees: | 1.75% Management Fee |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | Unspecified minimum initial investment |
| Filing Date: | Nov. 15, 2017 |
| Effective Date: | Pending |
| Fund Name: | Sierra Real Estate Fund |
| Adviser: | SREF Advisors LLC |
| Sub-Adviser(s): | None |
| Fees: | 1.5% Management Fee |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $2,500 minimum initial investment for regular accounts, $1,000 for retirement accounts (Class A); $2,500 minimum initial investment for regular and retirement accounts (Class T, S and L); $100 minimum subsequent investment if made under Fund's automatic investment program, $1,000 minimum subsequent investment if not made under the Fund's automatic investment program (Class A, T, S and L); Unspecified minimum initial investment, no minimum subsequent investment (Class I). |
| Filing Date: | Nov. 13, 2017 |
| Effective Date: | Pending |
| Fund Name: | Goldman Sachs Private Markets Fund 2018 LLC |
| Adviser: | Goldman Sachs Asset Management, L.P. |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End |
| Investor Restrictions: | Accredited investor, U.S. person; $50,000 minimum investment |
| Filing Date: | Oct. 12, 2017 |
| Effective Date: | Pending |
| Fund Name: | Infinity Long/Short Equity Fund LLC |
| Adviser: | Infinity Capital Advisors, LLC |
| Sub-Adviser(s): | None |
| Fees: | 1.25% Management Fee |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | Accredited investor; $25,000 minimum initial investment, $10,000 minimum subsequent investment |
| Filing Date: | Oct. 4, 2017 |
| Effective Date: | Pending |
| Fund Name: | OFS Credit Company |
| Adviser: | OFS Capital Management, LLC |
| Sub-Adviser(s): | None |
| Fees: | 1.75% Management Fee |
| Open- or Closed-End: | Closed-End (Exchange traded - NASDAQ Global Select Market) |
| Investor Restrictions: | None |
| Filing Date: | Oct. 4, 2017 |
| Effective Date: | Pending |
| Fund Name: | Calamos Long/Short Equity Income 2028 Term Trust |
| Adviser: | Calamos Advisors LLC |
| Sub-Adviser(s): | None |
| Fees: | 1.10% Management Fee |
| Open- or Closed-End: | Closed-End (Exchange traded - NASDAQ Global Select Market) |
| Investor Restrictions: | None |
| Filing Date: | Sept. 22, 2017 |
| Effective Date: | Pending |
| Fund Name: | Cushing MLP Infrastructure Fund |
| Adviser: | Cushing Asset Management, LP |
| Sub-Adviser(s): | None |
| Fees: | 1% Management Fee |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $2,000 minimum initial investment (Class A and C), $250 minimum initial investment (Individual retirement accounts), $250,000 minimum initial investment (Class I); $100 minimum subsequent investment (All share classes) |
| Filing Date: | Sept. 19, 2017 |
| Effective Date: | Pending |
| Fund Name: | Angel Oak Strategic Credit Fund |
| Adviser: | Angel Oak Capital Advisors LLC |
| Sub-Adviser(s): | None |
| Fees: | 1.25% Management Fee |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $50,000 minimum initial investment |
| Filing Date: | Sept. 15, 2017 |
| Effective Date: | Pending |
| Fund Name: | IBAA Fund |
| Adviser: | IBAA |
| Sub-Adviser(s): | None |
| Fees: | 1.5% Management Fee |
| Open- or Closed-End: | Closed-End (Exchange traded - NYSE) |
| Investor Restrictions: | Qualified clients; $50,000 minimum initial investment, $10,000 minimum subsequent investment |
| Filing Date: | Sept. 5, 2017 |
| Effective Date: | Pending |
| Fund Name: | Harvest Volatility Absolute Fund |
| Adviser: | Harvest Volatility Management LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $2,500 minimum initial investment for investor class shares, $1,000 for retirement and education savings accounts and $1,500 for automatic investment plan accounts; $25,000 minimum initial investment for institutional class shares; $100 minimum subsequent investment (all accounts). |
| Filing Date: | Sept.1, 2017 |
| Effective Date: | Pending |
| Fund Name: | Harvest Edge Equity Fund |
| Adviser: | Harvest Volatility Management LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $2,500 minimum initial investment for investor class shares, $1,000 for retirement and education savings accounts and $1,500 for automatic investment plan accounts; $25,000 minimum initial investment for institutional class shares; $100 minimum subsequent investment (all accounts). |
| Filing Date: | Sept.1, 2017 |
| Effective Date: | Pending |
| Fund Name: | Harvest Edge Bond Fund |
| Adviser: | Harvest Volatility Management LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Mutual Fund) |
| Investor Restrictions: | $2,500 minimum initial investment for investor class shares, $1,000 for retirement and education savings accounts and $1,500 for automatic investment plan accounts; $25,000 minimum initial investment for institutional class shares; $100 minimum subsequent investment (all accounts). |
| Filing Date: | Sept.1, 2017 |
| Effective Date: | Pending |
| Fund Name: | BlackRock Multi-Sector Opportunities Trust Series I |
| Adviser: | BlackRock Advisors LLC |
| Sub-Adviser(s): | BlackRock International Limited and BlackRock (Singapore) Limited |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Quarterly repurchase; Feeder fund) |
| Investor Restrictions: | Minimum investment levels not specified |
| Filing Date: | Aug. 31, 2017 |
| Effective Date: | Pending |
| Fund Name: | Orinda Preferred Yield Plus Fund |
| Adviser: | Orinda Asset Management LLC |
| Sub-Adviser(s): | Not specified |
| Fees: | 1.25% Management Fee |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $10,000 minimum initial investment (Class A); $50,000 minimum initial investment (Class I); No minimum subsequent investment (Class A or I) |
| Filing Date: | Aug. 18, 2017 |
| Effective Date: | Pending |
| Fund Name: | WCM Alternatives: Credit Event Fund |
| Adviser: | Westchester Capital Management LLC |
| Sub-Adviser(s): | None |
| Fees: | 1.25% Management Fee |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $2,000 minimum initial investment, no minimum subsequent investment (Investor Class Shares); $1 million minimum initial investment, $500 minimum subsequent investment (Institutional Class Shares) |
| Filing Date: | Aug. 8, 2017 |
| Effective Date: | Pending |
| Fund Name: | Oppenheimer SteelPath MLP & Energy Infrastructure Fund |
| Adviser: | OFI SteelPath Inc. |
| Sub-Adviser(s): | Not specified |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $1,000 minimum initial investment; $500 minimum initial investment for Traditional and Roth IRA, Asset Builder Plan, Automatic Exchange Plan and government allotment plan accounts; $1 million minimum initial investment for Class I shares; No minimum subsequent investment |
| Filing Date: | Aug. 1, 2017 |
| Effective Date: | Pending |
| Fund Name: | T. Rowe Price Capital Appreciation & Income Fund, Inc. |
| Adviser: | T. Rowe Price Associates, Inc. |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $2,500 minimum initial investment ($1,000 for retirement accounts), $100 minimum subsequent investment (Investor Class); $1 million minimum initial investment, no minimum subsequent investment (I Class); Advisor Class shares may generally only be purchased through a financial intermediary or retirement plan. |
| Filing Date: | July 6, 2017 |
| Effective Date: | Pending |
| Fund Name: | Highland Global Allocation Fund II |
| Adviser: | Highland Capital Management Fund Advisors, L.P. |
| Sub-Adviser(s): | Not specified |
| Fees: | 0.4% Management Fee |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $500 minimum initial investment by mail ($1,000 by wire), $100 minimum subsequent investment by mail ($1,000 by wire) for Class A and C Shares; No minimum initial or subsequent investment amounts for Class Y Shares. |
| Filing Date: | June 30, 2017 |
| Effective Date: | Pending |
| Fund Name: | Highland Floating Rate Opportunities Fund II |
| Adviser: | Highland Capital Management Fund Advisors, L.P. |
| Sub-Adviser(s): | Not specified |
| Fees: | 0.65% Management Fee |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $2,500 minimum initial investment; $50 minimum subsequent investment |
| Filing Date: | June 30, 2017 |
| Effective Date: | Pending |
| Fund Name: | Blackstone/GSO Floating Rate Enhanced Income Fund |
| Adviser: | GSO/Blackstone Debt Funds Management LLC |
| Sub-Adviser(s): | None |
| Fees: | Management fee at an annual rate equal to 1% of the average daily value of the Fund's net assets |
| Open- or Closed-End: | Closed-End (Monthly repurchase - subject to receipt of exemptive relief) |
| Investor Restrictions: | $10,000 minimum initial investment; $1,000 minimum subsequent investment |
| Filing Date: | June 30, 2017 |
| Effective Date: | Pending |
| Fund Name: | Columbia Variable Portfolio - Managed Risk U.S. Fund |
| Adviser: | Columbia Management Investment Advisers LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | The Fund is available for purchase through Contracts offered by the separate accounts of participating insurance companies or by other eligible investors authorized by Columbia Management Investment Distributors Inc. |
| Filing Date: | June 26, 2017 |
| Effective Date: | Pending |
| Fund Name: | Columbia Variable Portfolio - Managed Risk Global Fund |
| Adviser: | Columbia Management Investment Advisers LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | The Fund is available for purchase through Contracts offered by the separate accounts of participating insurance companies or by other eligible investors authorized by Columbia Management Investment Distributors Inc. |
| Filing Date: | June 26, 2017 |
| Effective Date: | Pending |
| Fund Name: | AIP Alternative Lending Fund A |
| Adviser: | Morgan Stanley AIP GP LP |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Quarterly repurchase; Master Fund) |
| Investor Restrictions: | Accredited investor; $50,000 minimum initial investment, $25,000 minimum subsequent investment |
| Filing Date: | June 22, 2017 |
| Effective Date: | Pending |
| Fund Name: | AIP Alternative Lending Fund P |
| Adviser: | Morgan Stanley AIP GP LP |
| Sub-Adviser(s): | None |
| Fees: | Not specified (Investors are indirectly subject to the Master Fund's management fee) |
| Open- or Closed-End: | Closed-End (Quarterly repurchase; Feeder fund) |
| Investor Restrictions: | Accredited investor; $50,000 minimum initial investment, $25,000 minimum subsequent investment |
| Filing Date: | June 22, 2017 |
| Effective Date: | Pending |
| Fund Name: | T. Rowe Price Multi-Strategy Total Return Fund, Inc. |
| Adviser: | T. Rowe Price Associates, Inc. |
| Sub-Adviser(s): | None |
| Fees: | 1% Management Fee |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | For Investor and Advisor Class Shares: $2,500 minimum initial investment ($1,000 minimum initial investment if opening an IRA, a custodial account for a minor, or a small business retirement plan account), $100 minimum subsequent investment; For Class I Shares: $1,000,000 minimum initial investment, no minimum subsequent investment |
| Filing Date: | June 9, 2017 |
| Effective Date: | Pending |
| Fund Name: | Nuveen Emerging Markets Debt 2022 Target Term Fund |
| Adviser: | Nuveen Fund Advisors LLC |
| Sub-Adviser(s): | Teachers Advisors LLC |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Exchange traded) |
| Investor Restrictions: | Minimum investment of 100 common shares |
| Filing Date: | June 9, 2017 |
| Effective Date: | Pending |
| Fund Name: | NorthStar Real Estate Capital Income Fund-ADV |
| Adviser: | CNI RECF Advisors LLC |
| Sub-Adviser(s): | None specified |
| Fees: | Management fee paid at the Master Fund level - fee calculated at an annual rate of 1.25% of the Master Fund's average daily net assets. |
| Open- or Closed-End: | Closed-End (Feeder fund) |
| Investor Restrictions: | $4,000 minimum initial investment, $100 minimum subsequent investment |
| Filing Date: | June 1, 2017 |
| Effective Date: | Pending |
| Fund Name: | Putnam PanAgora Managed Futures Fund |
| Adviser: | Putnam Investment Management LLC |
| Sub-Adviser(s): | PanAgora Asset Management Inc. |
| Fees: | 1% Management Fee |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $500 minimum initial investment (currently waived; Putnam reserves the right to reject initial investments of less than $500 at its discretion) |
| Filing Date: | May 23, 2017 |
| Effective Date: | Pending |
| Fund Name: | PanAgora Market Neutral Fund |
| Adviser: | Putnam Investment Management LLC |
| Sub-Adviser(s): | PanAgora Asset Management Inc. |
| Fees: | 1.3% Management Fee |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $500 minimum initial investment (currently waived; Putnam reserves the right to reject initial investments of less than $500 at its discretion) |
| Filing Date: | May 23, 2017 |
| Effective Date: | Pending |
| Fund Name: | Putnam PanAgora Risk Parity Fund |
| Adviser: | Putnam Investment Management LLC |
| Sub-Adviser(s): | PanAgora Asset Management Inc. |
| Fees: | 0.75% Management Fee |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $500 minimum initial investment (currently waived; Putnam reserves the right to reject initial investments of less than $500 at its discretion) |
| Filing Date: | May 23, 2017 |
| Effective Date: | Pending |
| Fund Name: | Vivaldi Opportunities Fund |
| Adviser: | Vivaldi Asset Management LLC |
| Sub-Adviser(s): | RiverNorth Capital Management LLC and Angel Oak Capital Advisors LLC |
| Fees: | Management fee payable on a monthly basis at the annual rate of 1.4% of the Fund's average daily Managed Assets. |
| Open- or Closed-End: | Closed-End (Exchange traded) |
| Investor Restrictions: | $1,500 minimum initial investment, $500 minimum subsequent investment |
| Filing Date: | May 22, 2017 |
| Effective Date: | Pending |
| Fund Name: | Invesco High Income 2024 Target Term Fund |
| Adviser: | Invesco Advisers Inc. |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Exchange traded) |
| Investor Restrictions: | Minimum investment of 100 common shares |
| Filing Date: | May 10, 2017 |
| Effective Date: | Pending |
| Fund Name: | Tortoise Essential Assets Income 2024 Term Fund |
| Adviser: | Tortoise Capital Advisors LLC |
| Sub-Adviser(s): | Tortoise Credit Strategies LLC |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Exchange traded) |
| Investor Restrictions: | Minimum investment of 100 common shares |
| Filing Date: | April 24, 2017 |
| Effective Date: | Pending |
| Fund Name: | XAI Octagon Floating Rate Income & Credit Alternative Trust |
| Adviser: | XA Investments LLC |
| Sub-Adviser(s): | Octagon Credit Investors LLC |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Exchange traded) |
| Investor Restrictions: | Not specified |
| Filing Date: | April 7, 2017 |
| Effective Date: | Pending |
| Fund Name: | USQ Core Real Estate Fund |
| Adviser: | Union Square Capital Partners LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $2,500 minimum initial investment, $100 minimum subsequent investment (Class IS); $25,000 minimum initial investment, $100 minimum subsequent investment (Class I) |
| Filing Date: | April 6, 2017 |
| Effective Date: | Pending |
| Fund Name: | NB Crossroads Private Markets Fund V (TE) |
| Adviser: | Neuberger Berman Investment Advisers LLC |
| Sub-Adviser(s): | NB Alternatives Advisers LLC |
| Fees: | The Fund, through its investment in the Master Fund, will indirectly bear the management fees and carried interest allocations (or equivalent) of the Portfolio Funds; the expenses of the Portfolio Funds, including without limitation, investment-related expenses, non-investment related interest expense, administrative expenses and fees and disbursements of attorneys and accountants engaged on behalf of the Portfolio Fund and other ordinary and extraordinary expenses. |
| Open- or Closed-End: | Closed-End (Feeder fund) |
| Investor Restrictions: | Accredited investors and qualified clients; $50,000 minimum investment |
| Filing Date: | March 31, 2017 |
| Effective Date: | Pending |
| Fund Name: | FS Global Credit Opportunities Fund-T2 |
| Adviser: | FS Global Advisor LLC |
| Sub-Adviser(s): | GSO Capital Partners LP |
| Fees: | Management Fee calculated and payable quarterly in arrears at the annual rate of 2% of the Fund's average daily gross assets during such period. |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $5,000 minimum initial investment, $500 minimum subsequent investment; Investors are required to have either: (i) a net worth - not including home, furnishings and personal automobiles - of at least $70,000 and an annual gross income of at least $70,000; or (ii) a net worth - not including home, furnishings and personal automobiles - of at least $250,000. |
| Filing Date: | March 28, 2017 |
| Effective Date: | Pending |
| Fund Name: | AllianzGI Convertible & Income 2024 Target Term Fund |
| Adviser: | Allianz Global Investors U.S. LLC |
| Sub-Adviser(s): | Not specified |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Exchange traded) |
| Investor Restrictions: | Minimum investment of 100 common shares |
| Filing Date: | March 24, 2017 |
| Effective Date: | Pending |
| Fund Name: | Eaton Vance Floating-Rate 2024 Target Term Trust |
| Adviser: | Eaton Vance Management |
| Sub-Adviser(s): | Not specified |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Exchange traded) |
| Investor Restrictions: | Minimum investment of 100 common shares |
| Filing Date: | March 17, 2017 |
| Effective Date: | Pending |
| Fund Name: | American Beacon Institutional Funds Trust |
| Adviser: | American Beacon Advisors Inc. |
| Sub-Adviser(s): | Aristotle Capital Management LLC; Barrow, Hanley, Mewhinney & Strauss LLC; Brandywine Global Investment Management LLC; Hotchkis & Wiley Capital Management LLC; Lazard Asset Management LLC; and Templeton Investment Counsel LLC. |
| Fees: | Aggregate annualized management fee equal to 0.31% of the Fund's average daily net assets. |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | Accredited investor and qualified purchaser; $100,000 minimum initial investment |
| Filing Date: | March 17, 2017 |
| Effective Date: | Pending |
| Fund Name: | Morningstar Funds Trust |
| Adviser: | Morningstar Investment Management LLC |
| Sub-Adviser(s): | Not specified |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | No initial or subsequent minimum purchase amounts. |
| Filing Date: | March 6, 2017 |
| Effective Date: | Pending |
| Fund Name: | THL Credit Senior Loan 2024 Term Fund |
| Adviser: | Four Wood Capital Advisors LLC |
| Sub-Adviser(s): | THL Credit Advisors LLC |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Exchange traded) |
| Investor Restrictions: | Minimum investment of 100 common shares |
| Filing Date: | Feb. 27, 2017 |
| Effective Date: | Pending |
| Fund Name: | AlphaCentric Prime Meridian Income Fund |
| Adviser: | Alphacentric Advisors LLC |
| Sub-Adviser(s): | Prime Meridian Capital Management LLC |
| Fees: | 1.5% Management Fee |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $2,500 minimum initial investment for regular accounts, $1,000 for retirement plan accounts; $100 minimum subsequent investment if made through an automatic investment program, $1,000 for subsequent investments not made through an automatic investment program. |
| Filing Date: | Feb. 13, 2017 |
| Effective Date: | Pending |
| Fund Name: | Day Hagan Hedged Strategy Fund |
| Adviser: | Donald L. Hagan LLC |
| Sub-Adviser(s): | Pacini Hatfield Investments LLC |
| Fees: | 1.75% Management Fee |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $1,000 minimum initial investment for regular and IRA accounts, $100 for automatic investment plan accounts; $50 minimum subsequent investment (Class T) |
| Filing Date: | Feb. 1, 2017 |
| Effective Date: | Pending |
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
