Article
15 Aug 2025
SEC Intensifies Scrutiny Of Chief Compliance Officers
RANKINGS
This author falls within the Top 20% for their listed topics and industry categories. Based on Mondaq users readership, this author is ranked as VERY POPULAR in United States
AUTHORS CONTENT
Article
04 Apr 2025
Updated SEC Marketing Rule FAQ: Clarification Regarding Presentation Of Net Extracted Performance
Article
13 Jun 2024
Fifth Circuit Rules SEC Exceeded Its Authority In Adopting Private Fund Advisers Rule
Article
06 Mar 2024
New SEC Marketing Rule FAQ: IRR Calculations When Using Subscription Lines
Article
09 Jan 2024
The Corporate Transparency Act: What Investment Advisers To Private Investment Funds Need To Know
Article
31 Aug 2023
SEC Adopts New Private Funds Rules: Key Takeaways For Private Fund Advisers And Investors
Article
01 Jun 2022
The Game Is In The Name Of The Game−and The Name Of The Game Is ESG: SEC Proposes New Fund Rules To Further Combat "Greenwashing"
Article
09 Feb 2022
Form PF Changes Ahead – The SEC Keeps Its Focus On Private Fund Advisers
Article
04 Nov 2021
Lest We Forget, The SEC Cares About Private Equity