United States: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Federal Reserve Governor Waller Introduces "Skinny" Master Account Concept And Signals Support For Payments Innovation

On October 21, 2025, Governor Christopher J. Waller of the Board of Governors of the Federal Reserve System (the "Federal Reserve") delivered opening remarks at the inaugural Payments Innovation Conference...

United States Finance

MB

Mayer Brown

Web 3.0 And M&A Transactions— Emerging Issues

The crypto asset and blockchain sector has often been called a "living laboratory" for its rapid evolution, innovation and growth.

United States Finance

CG

Cahill Gordon & Reindel LLP

CFPB Withdraws Repeat Offender And Form Contract Registry Proposals

On October 29, the CFPB rescinded two related rulemakings that would have created public registries for nonbank financial companies.

United States Finance

SM

Sheppard Mullin Richter & Hampton

CFPB Issues Rule That FCRA Preempts State Measures Barring Medical Debt

The Consumer Financial Protection Bureau (CFPB) issued an interpretive rule on October 20, 2025 stating that the Fair Credit Reporting Act (FCRA) preempts state measures barring medical debt...

United States Finance

GP

Goodwin Procter LLP

Recent Transactions

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

What We're Reading

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Elizabeth Shortino Featured In Atlantic Council Panels (Video)

United States Finance

AM

Alvarez & Marsal

Refereeing The Fine Print: CFTC Staff's Advice For FCMs And IBs On Navigating The Quickly Evolving Sports Event Contract Market

United States Finance

KM

Katten Muchin Rosenman LLP

Regulatory Compliance In Leveraged ETF Sales Practices

United States Finance

KM

Katten Muchin Rosenman LLP

FINRA Enforcement's Alive And Well — And AML Focused

United States Finance

FL

Foley & Lardner

Long & Winding Road: New CFTC Chair

United States Finance

FL

Foley & Lardner

Need A Penny? Too Bad: Legal Implications Of The U.S. Penny Shortage

United States Finance

HK

Holland & Knight

NCUA Proposes Rule To Eliminate 'Reputational Risk' From Supervision Process

United States Finance

BS

Ballard Spahr LLP

Leveraged Finance Market Update

United States Finance

WG

Weil, Gotshal & Manges LLP

What Honeybees Have Taught Me About Dispute Resolution

United States Litigation

J

JAMS

AMTL's AICP Files Second Case Against TSMC, Its Advanced Memory Amends Against SK Hynix

United States IP

RC

RPX Corporation

From Conflict To Clarity: Why The ADR Experience Matters In Successful Resolution

United States Litigation

J

JAMS

Green And Spiegel Partner Ksenia Maiorova Secures Major Win In NIL Visa Lawsuit

United States Immigration

Gs

Green and Spiegel

What Foundations And Other Nonprofits Need To Know About The Foreign Agents Registration Act

United States Government

W

WilmerHale

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Related Country Guides

Project Finance

Banking Regulation

Capital Adequacy/BASEL

Will Crypto Capital Find A Home In The U.S.?

Two recent scholarly articles, recent administrative law decisions, and the Report of the President's Working Group on Digital Assets ("PWG Report") may provide important clues for the potential future for the regulation of bank capital in the United States related to digital assets.

United States Technology

DW

Davis Wright Tremaine

OCC Settles With Bank Over Alleged BSA/AML Violations

On October 16, the OCC announced a formal agreement with a national bank in Florida for alleged unsafe or unsound practices related to board oversight, corporate governance, strategic and capital planning, and compliance with the Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) requirements.

United States Finance

SM

Sheppard Mullin Richter & Hampton

IRS Proposes Ending Look-Through Rule For Domestic Corporation REIT Ownership

The Internal Revenue Service issued Proposed Regulations that, if finalized, will eliminate a recently introduced rule for determining whether a REIT is a domestically-controlled REIT (a DC-REIT).

United States Tax

CO

Cozen O'Connor

U.S. Pet Grooming & Boarding: Ankura Industry Spotlight (October 2025)

United States Commercial

AC

Ankura Consulting Group LLC

Basel Endgame: Divergence, Competition And The Next Strategic Moves

Worldwide Finance

BC

Bryan Cave Leighton Paisner

Federal Reserve Announces Update For One Firm's Individual Capital Requirements

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

FDIC Outlines Major Reforms

United States Finance

BS

Butler Snow LLP

Arnold & Porter Discusses The CLARITY Act

United States Finance

AP

Arnold & Porter

Investment-Related Highlights

United States Insurance

MB

Mayer Brown

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Debt Capital Markets

CFPB Issues Rule That FCRA Preempts State Measures Barring Medical Debt

The Consumer Financial Protection Bureau (CFPB) issued an interpretive rule on October 20, 2025 stating that the Fair Credit Reporting Act (FCRA) preempts state measures barring medical debt...

United States Finance

GP

Goodwin Procter LLP

Elizabeth Shortino Featured In Atlantic Council Panels (Video)

A&M Managing Director Elizabeth Shortino participated in key sessions during the Atlantic Council's Transatlantic Forum and IMF-World Bank Annual Meetings, engaging with global leaders on critical issues shaping today's economic landscape

United States Finance

AM

Alvarez & Marsal

Need A Penny? Too Bad: Legal Implications Of The U.S. Penny Shortage

The discontinuation of penny production is creating nationwide pricing, cash-handling and compliance challenges, especially in states and cities with cash acceptance, cash discrimination and cash-discount disclosure laws.

United States Finance

HK

Holland & Knight

Leveraged Finance Market Update

United States Finance

WG

Weil, Gotshal & Manges LLP

Global Leveraged Finance Market Update

United States Commercial

WG

Weil, Gotshal & Manges LLP

Navigating The Art Of The Exit: Readiness Lessons From Our Event At Nasdaq

United States Commercial

R

Riveron

FTC And Nevada AG Crack Down On Deceptive Tax Debt Relief Scams Mimicking The IRS

United States Finance

GA

Global Advertising Lawyers Alliance (GALA)

Pryor Cashman Represents Cirrus Real Estate Partners In $187M Loan Acquisition

United States Real Estate

PC

Pryor Cashman LLP

Credit Checks In Hiring: Key Issues For Financial Services Employers After Medical Debt Reporting Restrictions

United States Finance

JL

Jackson Lewis P.C.

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Charges, Mortgages, Indemnities

The Power Of A Simple Notice

New York Real Property Law § 291-f provides that where a recorded mortgage, or an instrument relating to such mortgage, contains an agreement referring to § 291-f and restricting the mortgagor's right...

United States Real Estate

CW

Cadwalader, Wickersham & Taft LLP

Pryor Cashman Represents Cirrus Real Estate Partners In $187M Loan Acquisition

Pryor Cashman represented Cirrus Real Estate Partners in connection with the acquisition, from a major overseas lender, of a $187,000,000 mortgage loan secured...

United States Real Estate

PC

Pryor Cashman LLP

Bipartisan AG Coalition Secures Shiny Win In Precious Metals Fraud Case

The U.S. District Court of the Central District of California has entered a final judgment in a case brought by a bipartisan coalition of state AGs and the U.S. Commodity Futures Trading Commission...

United States Finance

CO

Cozen O'Connor

Licensing Link October 2025

United States Finance

MB

Mayer Brown

Double Trouble In Tricolor: Risks In Collateral Misrepresentation

United States Finance

DL

Davis+Gilbert LLP

Continuing Update On Retroactive Application Of New York's Foreclosure Abuse Prevention Act

United States Finance

HK

Holland & Knight

Mortgage Banking Update - October 16, 2025

United States Finance

BS

Ballard Spahr LLP

Four States Settle With Mortgage Company For Alleged Unlicensed Activity

United States Commercial

SM

Sheppard Mullin Richter & Hampton

The Q4 Gauntlet: Navigating Data Blackouts, Tariff Showdowns, And The November Trade Deadline (Ankura Monthly Economic Report)

United States Strategy

AC

Ankura Consulting Group LLC

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Financial Services

Federal Reserve Governor Waller Introduces "Skinny" Master Account Concept And Signals Support For Payments Innovation

On October 21, 2025, Governor Christopher J. Waller of the Board of Governors of the Federal Reserve System (the "Federal Reserve") delivered opening remarks at the inaugural Payments Innovation Conference...

United States Finance

MB

Mayer Brown

Investment Management & Funds Regulatory Update - October 2025

In this issue, we discuss a recent no-action letter relating to the use of state trust companies as permitted custodians for crypto assets under relevant Advisers Act and Investment Company Act custody rules.

United States Technology

DP

Davis Polk & Wardwell

Web 3.0 And M&A Transactions— Emerging Issues

The crypto asset and blockchain sector has often been called a "living laboratory" for its rapid evolution, innovation and growth.

United States Finance

CG

Cahill Gordon & Reindel LLP

Democratic Senators Accuse Trump Administration Of Trying To Abolish CFPB By Failing To Fund It

United States Consumer

BS

Ballard Spahr LLP

CFPB Withdraws Repeat Offender And Form Contract Registry Proposals

United States Finance

SM

Sheppard Mullin Richter & Hampton

EU-U.S. Asset Management Insights, Live From Luxembourg (Podcast)

Worldwide Wealth Mgt

AO

A&O Shearman

CFPB Issues Rule That FCRA Preempts State Measures Barring Medical Debt

United States Finance

GP

Goodwin Procter LLP

Smarter, Faster, Riskier? The Legal Realities Of AI In Finance

United States Technology

IG

IR Global

Recent Transactions

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

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Latest Videos

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Reopening The IPO Window: Insights From The IPO Summit — Silicon Valley Edition (Video)

FL

Foley & Lardner

A Deep Dive Into The Fight For The CFPB's Survival (Podcast)

BS

Ballard Spahr LLP

Navigating The Retail Alternatives Landscape (Video)

AM

Alvarez & Marsal

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - Feb 28 (Video)

AP

Anderson P.C.

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